Edward Gibson.
Linguistic complexity: locality of syntactic dependencies.
Cognition, 68(1):1--76, 1998.
[ .pdf ]
Abstract: This paper proposes a new theory of the
relationship between the sentence processing mechanism and
the available computational resources. This theory the
Syntactic Prediction Locality Theory (SPLT) has two
components
an integration cost component and a component for the memory cost associated with keeping track of obligatory syntactic requirements. Memory cost is hypothesized to be quantified in terms of the number of syntactic categories that are necessary to complete the current input string as a grammatical sentence. Furthermore, in accordance with results from the working memory literature both memory cost and integration cost are hypothesized to be heavily influenced by locality (1) the longer a predicted category must be kept in memory before the prediction is satisfied, the greater is the cost for maintaining that prediction; and (2) the greater the distance between an incoming word and the most local head or dependent to which it attaches, the greater the integration cost. The SPLT is shown to explain a wide range of processing complexity phenomena not previously accounted for under a single theory, including (1) the lower complexity of subject-extracted relative clauses compared to object-extracted relative clauses, (2) numerous processing overload effects across languages, including the unacceptability of multiply center-embedded structures, (3) the lower complexity of cross-serial dependencies relative to center-embedded dependencies, (4) heaviness effects, such that sentences are easier to understand when larger phrases are placed later and (5) numerous ambiguity effects, such as those which have been argued to be evidence for the Active Filler Hypothesis.
Amit Almor, Maryellen C. MacDonald, Daniel Kempler, Elaine S. Andersen, and
Lorraine K. Tyler.
Comprehension of long distance number agreement in probable
alzheimer's disease.
Language and Cognitive Processes, 16(1), 2001.
[ .pdf ]
Abstract: Two cross-modal naming experiments examined
the role of working memory in processing sentences and
discourses of various lengths. In Experiment 1, 10 memory
impaired patients with probable Alzheimer s disease (AD) and
healthy elderly control participants showed similar sensitivity to violations of subject-verb number agreement in a short sentence condition and similar degradation to this sensitivity in a long sentence condition. Performance in neither length condition correlated with performance on working memory tasks, suggesting that the processes involved in interpreting a grammatical dependency between adjacent and nonadjacent elements are different from those required in the working memory tasks. In Experiment 2, the same 10 AD patients were less sensitive than the 10 control participants to pronounantecedent number agreement violations in a short discourse condition, but neither group was affected by additional length. In this experiment, performance in both the short and long conditions correlated with working memory performance. These results show that grammatical and discourse dependencies pose different memory and processing demands, and that these differences are not simply due to differences in the amount of intervening material between dependent words. The results also suggest that while the working memory de cits characteristic of AD do not interfere with on-line grammatical processing within sentences, they do compromise on-line discourse processing across sentences.
Matthew J. Traxler, Robin K. Morris, and Rachel E. Seely.
Processing subject and object relative clauses: Evidence from
eye-movements.
Journal of Memory and Language, 47:69--90, 2002.
[ .pdf ]
Abstract: Three eye-movement-monitoring experiments
investigated processing of sentences containing
subject-relative and object-relative clauses. The first
experiment showed that sentences containing object-relative
clauses were more difficult to process than sentences
containing subject-relative clauses during the relative
clause and the matrix verb. The second experiment manipulated
the plausibility of the sentential subject and the noun
within the relative clause as the agent of the action
represented by the verb in the relative clause. Readers
experienced greater difficulty during processing of sentences
containing object-relative clauses than subject-relative
clauses. The third experiment manipulated the animacy of the
sentential subject and the noun within the relative clause.
This experiment demonstrated that the difficulty associated
with object-relative clauses was greatly reduced when the
sentential subject was inanimate. We interpret the results
with respect to theories of syntactic parsing.
David J. Townsend and Thomas G. Bever.
Sentence comprehension: The integration of habits and rules.
Language, speech, and communication series. MIT Press, Cambridge, MA,
May 2001.
[ http ]
Hana Filip, Michael K. Tanenhaus, Gregory N. Carlson, Paul D. Allopenna, and
Joshua Blatt.
Reduced Relatives Judged Hard Require Constraint-Based
Analyses, pages 255--280.
Sentence Processing and the lexicon: formal, computational, and
experimental perspectives. Benjamins, Amsterdam, 2002.
Daniel Grodner, Edward Gibson, and Susanne Tunstall.
Syntactic complexity in ambiguity resolution.
Journal of Memory and Language, 46(2):267--295, 2002.
[ .pdf ]
Abstract: This article presents two self-paced
reading experiments which investigate the role of storage
costs associated with maintaining incomplete syntactic
dependencies in structural ambiguity resolution. We argue
that previous work has been equivocal regarding syntactic
influences because it has examined ambiguities where there is
little or no resource differential between competing
alternatives. The candidate structures of the ambiguities
explored here incur substantially different storage costs.
The results indicate that storage-based biases can be
sufficiently powerful to create difficulty for a structural
alternative even when it is promoted by nonsyntactic factors.
These findings are incorporated into a model of ambiguity
resolution in which structural biases operate as independent
graded constraints in selecting between structural
alternatives.
Matthew W. Crocker.
Review of ”sentence comprehension: The integration of habits and
rules”.
In Computational Linguistics [TownsendBever01], pages
238 -- 241.
Fernanda Ferreira.
The misinterpretation of noncanonical sentences.
Cognitive Psychology, 47(2):164--203, 2003.
[ .pdf ]
Abstract: Research on language comprehension has
focused on the resolution of syntactic ambiguities, and most
studies have employed garden-path sentences to determine the
system's preferences and to assess its use of nonsyntactic
sources information. A topic that has been neglected is how
syntactically challenging but essentially unambiguous
sentences are processed, including passives and object-clefts
sentences that require thematic roles to be assigned in an
atypical order. The three experiments described here tested
the idea that sentences are processed both algorithmically
and heuristically. Sentences were presented aurally and the
participants task was to identify the thematic roles in the
sentence (e.g., Who was the do-er?). The rst experiment
demonstrates that passives are frequently and systematically
misinterpreted, especially when they express implausible
ideas. The second shows that the surface frequency of a
syntactic form does not determine ease of processing, as
active sentences and subject-clefts were comprehended equally
easily despite the rareness of the latter type. The third
experiment compares the processing of subject- and
object-clefts, and the results show that they are similar to
actives and passives, respectively, again despite the
infrequent occurrence in English of any type of cleft. The
results of the three experiments suggest that a comprehensive
theory of language comprehension must assume that simple
processing heuristics are used during processing in addition
to (and perhaps sometimes instead of) syntactic algorithms.
Moreover, the experiments support the idea that language
processing is often based on shallow processing, yielding a
merely good enough rather than a detailed linguistic
representation of an utterance s meaning.
Gail McKoon and Roger Ratcliff.
Meaning through syntax: Language comprehension and the reduced
relative clause construction.
Psychological Review, 110(3):490--525, 2003.
[ .pdf ]
Abstract: A new explanation is proposed for a long
standing question in psycholinguistics: Why are some reduced
relative clauses so difficult to comprehend? It is proposed
that the meanings of some verbs like race are incompatible
with the meaning of the reduced relative clause and that this
incompatibility makes sentences like The horse raced past the
barn fell unacceptable. In support of their hypotheses, the
authors show that reduced relatives of The horse raced past
the barn fell type occur in naturally produced sentences with
a near-zero probability, whereas reduced relatives with other
verbs occur with a probability of about 1 in 20. The authors
also support the hypotheses with a number of psycholinguistic
experiments and corpus studies.
Michael J. Spivey, Michael K. Tanenhaus, Kathleen M. Eberhard, and Julie C.
Sedivy.
Eye movements and spoken language comprehension: Effects of visual
context on syntactic ambiguity resolution.
Cognitive Psychology, 45(4):447--481, 2002.
[ .pdf ]
Abstract: When participants follow spoken
instructions to pick up and move objects in a visual
workspace, their eye movements to the objects are closely
time-locked to referential expressions in the instructions.
Two experiments used this methodology to investigate the
processing of the temporary ambiguities that arise because
spoken language unfolds over time. Experiment 1 examined the
processing of sentences with a temporarily ambiguous
prepositional phrase (e.g., Put the apple on the towel in the
box) using visual contexts that supported either the normally
preferred initial interpretation (the apple should be put on
the towel) or the less-preferred interpretation (the apple is
already on the towel and should be put in the box). Eye
movement patterns clearly established that the initial
interpretation of the ambiguous phrase was the one consistent
with the context. Experiment 2 replicated these results using
prerecorded digitized speech to eliminate any possibility of
prosodic differences across conditions or experimenter
demand. Overall, the ndings are consistent with a broad
theoretical framework in which real-time language
comprehension immediately takes into account a rich array of
relevant nonlinguistic context.
Yuki Kamide, Gerry Altmann, and Sarah L. Haywood.
The time-course of prediction in incremental sentence processing:
Evidence from anticipatory eye movements.
Journal of Memory and Language, 49:133--156, 2003.
see Corrigendum.
[ .pdf ]
Abstract: Three eye-tracking experiments using the
visual-world paradigm are described that explore the basis by
which thematic dependencies can be evaluated in advance of
linguistic input that unambiguously signals those
dependencies. Following Altmann and Kamide (1999), who found
that selectional information conveyed by a verb can be used
to anticipate an upcoming Theme, we attempt to draw here a
more precise picture of the basis for such anticipatory
processing. Our data from two studies in English and one in
Japanese suggest that (a) verb-based information is not
limited to anticipating the immediately following
(grammatical) object, but can also anticipate later occurring
objects (e.g., Goals), (b) in combination with information
conveyed by the verb, a pre-verbal argument (Agent) can
constrain the anticipation of a subsequent Theme, and (c) in
a head-final construction such as that typically found in
Japanese, both syntactic and semantic constraints extracted
from pre-verbal arguments can enable the anticipation, in
effect, of a further forthcoming argument in the absence of
their head (the verb). We suggest that such processing is the
hallmark of an incremental processor that is able to draw on
different sources of information (some non-linguistic) at the
earliest possible opportunity to establish the fullest
possible interpretation of the input at each moment in time.
Kiel Christianson, Andrew Hollingworth, John F. Halliwell, and Fernanda
Ferreira.
Thematic roles assigned along the garden path linger.
Cognitive Psychology, 42:368--407, 2001.
[ .pdf ]
Abstract: In the literature dealing with the
reanalysis of garden path sentences such as While the
man hunted the deer ran into the woods, it is generally
assumed either that people completely repair their initial
incorrect syntactic representations to yield a final
interpretation whose syntactic structure is fully consistent
with the input string or that the parse fails. In a series of
five experiments, we explored the possibility that partial
reanalyses take place. Specifically, we examined the
conditions under which part of the initial incorrect analysis
persists at the same time that part of the correct final
analysis is constructed. In Experiments 1a and 1b, we found
that both the length of the ambiguous region and the
plausibility of the ultimate interpretation affected the
likelihood that such sentences would be fully reanalyzed. In
Experiment 2, we compared garden path sentences with
non-garden path sentences and compared performance on two
different types of comprehension questions. In Experiments 3a
and 3b, we constructed garden path sentences using a small
class of syntactically unique verbs to provide converging
evidence against the position that people employ some sort of
”general reasoning” or pragmatic inference when faced with
syntactically difficult garden paths. The results from these
experiments indicate that reanalysis of such sentences is not
always complete, so that comprehenders often derive an
interpretation for the full sentence in which part of the
initial misanalysis persists. We conclude that the goal of
language processing is not always to create an idealized
structure, but rather to create a representation that is good
enough to satisfy the comprehender that an appropriate
interpretation has been obtained.
Gail McKoon and Talke Macfarland.
Event templates in the lexical representations of verbs.
Cognitive Psychology, 45(1):1--44, 2002.
[ .pdf ]
Abstract: Four experiments support the hypothesis that
syntactically relevant information about verbs is encoded in
the lexicon in semantic event templates. A verb s event
template represents the participants in an event described by
the verb and the relations among the participants. The
experiments show that lexical decision times are longer for
verbs with more complex templates than verbs with less
complex templates and that, for both transitive and
intransitive sentences, sentences containing verbs with more
complex templates take longer to process. In contrast,
sentence processing times did not depend on the probabilities
with which the verbs appear in transitive versus intransitive
constructions in a large corpus of naturally produced
sentences.
Jean-Pierre Koenig, Gail Mauner, and Breton Bienvenue.
Arguments for adjuncts.
Cognition, 89(2):67--103, 2003.
[ .pdf ]
Abstract: It is commonly assumed across the language
sciences that some semantic participant information is
lexically encoded in the representation of verbs and some is
not. In this paper, we propose that semantic obligatoriness
and verb class specificity are criteria which influence
whether semantic information is lexically encoded. We present
a comprehensive survey of the English verbal lexicon, a
sentence continuation study, and an on-line sentence
processing study which confirm that both factors play a role
in the lexical encoding of participant information.
Raluca Budiu.
The Role of Background Knowledge in Sentence Processing.
Doctoral dissertation, School of Computer Science, Carnegie Mellon
University, 2001.
[ .pdf ]
In this dissertation I describe a cognitive model of
sentence processing. The model operates at the semantic level
and can apply to verification or comprehension of metaphoric
or literal sentences, isolated or embedded in discourse. It
uses an incremental search--and--match mechanism to find a
long-term--memory referent (interpretation) for an input
sentence. The search is guided by cues such as the last few
words read or previous tentative interpretations. The process
of comprehension produces a propositional representation for
the input sentence and also keeps track of local
comprehension failures.
The model is implemented in the ACT-R framework and offers a
scalable solution to the problem of language comprehension:
its performance (in terms of speed and accuracy) is roughly
invariant to the number of facts held in the long-term
memory. Its predictions match data from psycholinguistic
studies with human subjects. Specifically, the
sentence-processing model can simulate the comprehension and
verification of metaphoric and literal sentences,
metaphor-position effects on sentence comprehension, semantic
illusions and their dependence on semantic similarity between
the distortion and the undistorted term. The products of the
sentence-processing model can explain the pattern of sentence
recall in text-memory experiments.
This dissertation also explores the modeling alternatives
faced by the design of a sentence-processing model. I show
that, to achieve comprehension speed comparable to that of
humans, a model must minimize the explicit search process and
rely on semantic associations among words. I also investigate
how the representation chosen for propositions and meanings
affects the comprehension process in a production-system
framework such as ACT-R.
Walter Kintsch.
Predication.
Cognitive Science, 25(2):173--202, 2001.
[ .pdf ]
Abstract: In Latent Semantic Analysis (LSA) the
meaning of a word is represented as a vector in a
high-dimensional semantic space. Different meanings of a word
or different senses of a word are not distinguished. Instead,
word senses are appropriately modified as the word is used in
different contexts. In N-VP sentences, the precise meaning of
the verb phrase depends on the noun it is combined with. An
algorithm is described to adjust the meaning of a predicate
as it is applied to different arguments. In forming a
sentence meaning, not all features of a predicate are
combined with the features of the argument, but only those
that are appropriate to the argument. Hence, a different
sense of a predicate emerges every time it is used in a
different context. This predication algorithm is explored in
the context of four different semantic problems: metaphor
interpretation, causal inferences, similarity judgments, and
homonym disambiguation.
Raluca Budiu and John R. Anderson.
Interpretation-based processing: a unified theory of semantic
sentence comprehension.
In Cognitive Science [Budiu01], pages 1--44.
[ .pdf ]
Abstract: We present interpretation-based processing
--- a theory of sentence processing that builds a syntactic
and a semantic representation for a sentence and assigns an
interpretation to the sentence as soon as possible. That
interpretation can further participate in comprehension and
in lexical processing and is vital for relating the sentence
to the prior discourse. Our theory offers a unified account
of the processing of literal sentences, metaphoric sentences,
and sentences containing semantic illusions. It also explains
how text can prime lexical access. We show that word
literality is a matter of degree and that the speed and
quality of comprehension depend both on how similar words are
to their antecedents in the preceding text and how salient
the sentence is with respect to the preceding text.
Interpretation-based processing also reconciles superficially
contradictory findings about the difference in processing
times for metaphors and literals. The theory has been
implemented in ACT-R (Anderson & Lebiere, 1998)
H.S. Kurtzman and M. C. MacDonald.
Resolution of quantifier scope ambiguities.
Cognition, 48(3):243--279, September 1993.
Abstract: Various processing principles have been
suggested to be governing the resolution of quantifier scope
ambiguities in sentences such as ”Every kid climbed a
tree”. This paper investigates structural principles, that
is, those which refer to the syntactic or semantic positions
of the quantified phrases. To test these principles, the
preferred interpretations for three grammatical constructions
were determined in a task in which participants made speeded
judgments of whether a sentence following a doubly quantified
sentence was a reasonable discourse continuation of the
quantified sentence. The observed preferences cannot be
explained by any single structural principle, but point
instead to the interaction of several principles. Contrary to
many proposals, there is little or no effect of a principle
that assigns scope according to the linear order of the
phrases. The interaction of principles suggests that
alternative interpretations of the ambiguity may be initially
considered in parallel, followed by selection of the single
interpretation that best satisfies the principles. These
results are discussed in relation to theories of ambiguity
resolution at other levels of linguistic representation.
Lera Boroditsky.
Does language shape thought? english and mandarin speakers'
conceptions of time.
Cognitive Psychology, 43(1):1--22, 2001.
[ .pdf ]
Abstract: Does the language you speak affect how you
think about the world? This question is taken up in three
experiments. English and Mandarin talk about time differently
English predominantly talks about time as if it were
horizontal, while Mandarin also commonly describes time as
vertical. This difference between the two languages is
reflected in the way their speakers think about time. In one
study, Mandarin speakers tended to think about time
vertically even when they were thinking for English (Mandarin
speakers were faster to confirm that March comes earlier than
April if they had just seen a vertical array of objects than
if they had just seen a horizontal array, and the reverse was
true for English speakers). Another study showed that the
extent to which Mandarin English bilinguals think about time
vertically is related to how old they were when they first
began to learn English. In another experiment native English
speakers were taught to talk about time using vertical
spatial terms in a way similar to Mandarin. On a subsequent
test, this group of English speakers showed the same bias to
think about time vertically as was observed with Mandarin
speakers. It is concluded that (1) language is a powerful
tool in shaping thought about abstract domains and (2) one's
native language plays an important role in shaping habitual
thought (e.g., how one tends to think about time) but does
not entirely determine one's thinking in the strong Whorfian
sense.
Martin J. Pickering, Matthew J. Traxler, and Matthew W. Crocker.
Ambiguity resolution in sentence processing: Evidence against
frequency-based accounts.
Journal of Memory and Language, 43(3):447--475, 2000.
[ .pdf ]
Abstract: Three eye-tracking experiments investigated
two frequency-based processing accounts: the serial
lexical-guidance account, in which people adopt the analysis
compatible with the most likely subcategorization of a verb;
and the serial-likelihood account, in which people adopt the
analysis that they would regard as the most likely analysis,
given the information available at the point of ambiguity.
The results demonstrate that neither of these accounts
explains readers performance. Instead people preferred to
attach noun phrases as arguments of verbs even when such
analyses were unlikely to be correct. We suggest that these
results fit well with a model in which the processor
initially favors informative analyses.
Teenie Matlock, M. Ramscar, and Lear Boroditsky.
The experiential basis of meaning.
In Proceedings of the 25th Annual Conference of the Cognitive
Science Society, 2003.
[ .pdf ]
Abstract: How are abstract ideas acquired and
structured? One idea is that people's understanding of
abstract domains is constructed using more basic,
experiential knowledge that is acquired directly. For
instance, a series of studies (Boroditsky 2000, Boroditsky &
Ramscar, 2002) has shown that people's understanding of time
supervenes on their physical conceptions of space, to the
extent that manipulations of people's spatial knowledge have
predictable affects on their temporal reasoning. In this
paper we explore just how widespread this phenomenon is. To
see whether basing abstract knowledge on concrete knowledge
is a pervasive aspect of cognition, we investigate whether
thought about an abstract, non-literal type of motion called
fictive motion (Matlock, 2003a; Talmy, 1996) can influence
the way people understand time. Our results suggest that,
contrary to previous claims (Jackendoff, 2002), abstract,
metaphorical knowledge about motion involves the same
structures used in understanding literal motion, and that the
activation of these literal aspects of fictive motion serve
to influence temporal reasoning. The results provide further
evidence of the intimate connection between abstract and
concrete knowledge.
D. C. Richardson, M. J. Spivey, K. McRae, and L. W. Barsalou.
Spatial representations activated during real-time comprehension of
verbs.
Cognitive Science, 27:767--780, 2003.
[ .pdf ]
Abstract: Previous research has shown that naive
participants display a high level of agreement when asked to
choose or draw schematic representations, or image schemas,
of concrete and abstract verbs [Proceedings of the 23rd
Annual Meeting of the Cognitive Science Society, 2001,
Erlbaum, Mawhah, NJ, p. 873]. For example, participants
tended to ascribe a horizontal image schema to push, and a
vertical image schema to respect. This consistency in offline
data is preliminary evidence that language invokes spatial
forms of representation. It also provided norms that were
used in the present research to investigate the activation of
spatial image schemas during online language comprehension.
We predicted that if comprehending a verb activates a spatial
representation that is extended along a particular horizontal
or vertical axis, it will affect other forms of spatial
processing along that axis. Participants listened to short
sentences while engaged in a visual discrimination task
(Experiment 1) and a picture memory task (Experiment 2). In
both cases, reaction times showed an interaction between the
horizontal/vertical nature of the verb s image schema, and
the horizontal/vertical position of the visual stimuli. We
argue that such spatial effects of verb comprehension provide
evidence for the perceptual motor character of linguistic
representations.
Teenie Matlock.
Fictive motion as cognitive simulation.
Memory and Cognition, (to appear), 2004.
[ .pdf ]
Abstract: Sentences such as ”The road runs through
the valley” and ”The mountain range goes from Canada to
Mexico” include a motion verb but express no explicit motion
or state change. It is argued that these sentences involve
fictive motion, an implicit type of motion, but do people
trying to understand these sentences mentally simulate
motion? This question was addressed in four experiments. In
each, participants read a story about travel, for instance,
fast versus slow, short versus long distance, and easy versus
difficult terrain, and then made a timed decision about a
fictive motion sentence. Overall, latencies were shorter
after reading about fast travel, short distances, and easy
terrains. Critically, the effect did not arise with
non-fictive motion target sentences (e.g., ”The road is in
the valley”), as demonstrated in three control studies. The
results suggest that processing fictive motion includes
mental simulation.
Patti Price, Mari Ostendorf, Stefanie Shattuck-Hufnagel, and C. Fong.
The use of prosody in syntactic disambiguation.
Journal of the Acoustical Society of America, 90:2956--2970,
1991.
Abstract: Prosodic structure and syntactic structure
are not identical; neither are they unrelated. Knowing when
and how the two correspond could yield better quality speech
synthesis, could aid in the disambiguation of competing
syntactic hypotheses in speech understanding, and could lead
to a more comprehensive view of human speech processing. In a
set of experiments involving 35 pairs of phonetically similar
sentences representing seven types of structural contrasts,
the perceptual evidence shows that some, but not all, of the
pairs can be disambiguated on the basis of prosodic
differences. The phonological evidence relates the
disambiguation primarily to boundary phenomena, although
prominences sometimes play a role. Finally, phonetic analyses
describing the attributes of these phonological markers
indicate the importance of both absolute and relative
measures.
Amy J. Schafer, Shari R. Speer, Paul Warren, and S. David White.
Intonational disambiguation in sentence production and comprehension.
Journal of Psycholinguistic Research, 29:169--182, 2000.
[ .pdf ]
Abstract: Speakers prosodic marking of syntactic
constituency is often measured in sentence reading tasks that
lack realistic situational constraints on speaking. Results
from such studies can be criticized because the pragmatic
goals of readers differ dramatically from those of speakers
in typical conversation. On the other hand, recordings of
unscripted speech do not readily yield the carefully
controlled contrasts required for many research purposes. Our
research employs a cooperative game task, in which two
speakers use utterances from a predetermined set to negotiate
moves around gameboards. Results from a set of early versus
late closure ambiguities suggest that speakers signal this
syntactic difference with prosody even when the utterance
context fully disambiguates the structure. Phonetic and
phonological analyses show reliable prosodic disambiguation
in speakers productions; results of a comprehension task
indicate that listeners can successfully use prosodic cues to
categorize syntactically ambiguous fragments as portions of
early or late closure utterances.
Katy Carlson, Jr. Charles Clifton, and Lyn Frazier.
Prosodic boundaries in adjunct attachment.
Journal of Memory and Language, 45(1):58--81, 2001.
[ .pdf ]
Abstract: Five studies explored the processing of
ambiguous sentences like ”Martin maintained that the CEO
lied when the investigation started/at the start of the
investigation”. The central question was why particular
prosodic boundaries have the effects they do. A written
questionnaire provided baseline preferences and suggested
that clausal adjuncts (”when the investigation started”)
receive more high attachments than nonclausal adjuncts (”at
the start of the investigation”). Four auditory studies
manipulated the prosodic boundary before the adjunct clause
and the prosodic boundary between the matrix clause and its
complement. They disconfirm every version of an account where
only the local boundary before the adjunct is important,
whether the account is based on the acoustic magnitude of the
boundary or its phonological type (an intermediate boundary
characterized by the presence of a phrase accent vs. an
intonational phrase boundary characterized by both a phrase
accent and a boundary tone). Instead the results support use
of the global prosodic context, especially the relative size
of the local boundary and the distant boundary.
Sun-Ah Jun.
Prosodic phrasing and attachment preferences.
Journal of Psycholinguistic Research, 32(3), 2003.
[ .pdf ]
Abstract: The attachment of a relative clause (RC) has
been found to differ across languages when its head noun is a
complex NP. One attempt to explain the attachment differences
is the Implicit Prosody Hypothesis (IPH) proposed by Fodor
(1998, 2002). The goal of this paper is to show how the
default phrasing of a sentence (explicit prosody), defined
phonologically, differs across seven languages (English,
Greek, Spanish, French, Farsi, Japanese, and Korean), and how
the prosodic phrasing of a sentence in each language, both
default and nondefault, matches the interpretation of RC
attachment by individual speakers. Observed tendencies show
that there is a direct relationship between the prosodic
phrasing and the interpretation of RC attachment, strongly
supporting the IPH. In addition, the paper discusses the
status of default phrasing and the factors affecting the
default phrasing, including rhythmic and syntactic factors
and their interactions.
Jesse Snedeker and John Trueswell.
Using prosody to avoid ambiguity: Effects of speaker awareness and
referential context.
Journal of Memory and Language, 48(1):103--130, 2003.
[ .pdf ]
Abstract: In three experiments, a referential
communication task was used to determine the conditions under
which speakers produce and listeners use prosodic cues to
distinguish alternative meanings of a syntactically ambiguous
phrase. Analyses of the actions and utterances from
Experiments 1 and 2 indicated that Speakers chose to produce
effective prosodic cues to disambiguation only when the
referential scene provided support for both interpretations
of the phrase. In Experiment 3, on-line measures of parsing
commitments were obtained by recording the Listener's eye
movements to objects as the Speaker gave the instructions.
Results supported the previous experiments but also showed
that the Speaker's prosody affect the Listener's
interpretation prior to the onset of the ambiguous phrase,
thus demonstrating that prosodic cues not only influence
initial parsing but can also be used to predict material
which has yet to be spoken. The findings suggest that
informative prosodic cues depend upon speakers knowledge of
the situation: speakers' provide prosodic cues when needed;
listeners use these prosodic cues when present.
Pauline Welby.
Effects of pitch accent position, type, and status on focus
projection.
Language and Speech, 46:53--81, 2003.
[ .pdf ]
Abstract: This paper examines predictions made by two
theories of the relationship between pitch accent and focus.
The empirical evidence presented suggests that listeners are
sensitive to a variety of factors that may affect the focus
projection ability of pitch accents, that is the ability of a
pitch accent on one word to mark focus on a larger
constituent. The findings suggest that listeners
interpretation of focus structure is most sensitive to the
presence or absence of a pitch accent on a focused
constituent and the deaccenting of following unfocused
material (pitch accent position). Preliminary evidence
suggests that the status of a pitch accent as nuclear or
prenuclear may also affect listeners interpretations, though
to a lesser extent than accent position. Finally, the results
show that focus projection is affected only minimally, if at
all, by the type of pitch accent (at least for the two accent
types compared (H* vs. L + H*)).
David Beaver, Brady Clark, Edward Flemming, and Maria Wolters.
Second occurrence focus is prosodically marked: Results of a
production experiment, 2004.
in preparation.
[ .pdf ]
Abstract: A second occurrence focus is an expression
which is in the scope of a focus sensitive operator, is the
semantic focus of that operator, and which is a repeat of an
earlier focused occurrence. Second occurrence foci are
intonationally distinct from the original occurrence of the
material. Indeed, second occurrence foci are often claimed to
lack any intonational marking, e.g. pitch accent. This
apparent dissociation of semantic and intonational focus is
commonly used as an argument against certain theories of
focus; e.g., alternative semantics (Rooth, 1985) and
structured meaning semantics (Jacobs, 1983; Krifka, 1992; von
Stechow, 1989). Here we report on a production experiment
designed to test whether second occurrence foci are
prosodically marked. We nd that while there is no signi cant
pitch accent on second occurrence foci, there are other
prosodic e ects. In particular, we observe that second
occurrence focus is marked by increased duration and
intensity. This result is of signi cance to semanticists
interested in the interpretation of focus and to intonational
phonologists interested in the acoustic realization of focus.
Jennifer E. Arnold, Maria Fagnano, and Michael K. Tanenhaus.
Disfluencies signal theee, um, new information.
Journal of Psycholinguistic Research, 32(1):25--36, 2003.
[ .pdf ]
Abstract: Speakers are often disfluent, for example,
saying ”theee uh candle” instead of ”the candle”.
Production data show that disfluencies occur more often
during references to things that are discourse-new, rather
than given. An eyetracking experiment shows that this
correlation between disfluency and discourse status affects
speech comprehension. Subjects viewed scenes containing four
objects, including two cohort competitors (e.g., camel,
candle), and followed spoken instructions to move the
objects. The first instruction established one cohort as
discourse-given; the other was discoursenew. The second
instruction was either fluent or disfluent, and referred to
either the given or new cohort. Fluent instructions led to
more initial fixations on the given cohort object
(replicating Dahan et al., 2002). By contrast, disfluent
instructions resulted in more fixations on the new cohort.
This shows that discourse-new information can be accessible
under some circumstances. More generally, it suggests that
disfluency affects core language comprehension processes.
Karl G. D. Bailey and Fernanda Ferreira.
Disfluencies affect the parsing of garden-path sentences.
Journal of Memory and Language, 49(2):183--200, 2003.
[ .pdf ]
Abstract: Spontaneous speech differs in several ways
from the sentences often studied in psycholinguistics
experiments. One important difference is that naturally
produced utterances often contain disffuencies. In this
study, we examined how the presence of ”uh” in a spoken
sentence might affect processes that assign syntactic
structure (i.e., parsing). Four experiments are reported. In
the first, participants judged the grammaticality of
sentences that had disffluencies either right before the head
noun of the ambiguous phrase or after (e.g., ”Sandra bumped
into the busboy and the uh uh waiter told her to be careful”
or ”Sandra bumped into the busboy and the waiter uh uh told
her to be careful”). Sentences in the latter condition were
judged grammatical less often. This result was replicated in
the second experiment, in which disffuencies were replaced
with environmental sounds. These findings suggest that
interruptions can affect syntactic parsing, and the content
of the interruption need not be speechlike. In Experiments 3
and 4 we tested whether these effects occurred because
listeners use interruptions as cues to help resolve a
structural ambiguity. Results from these latter two
grammaticality judgment tasks suggest that when an
interruption occurs before an ambiguous noun phrase,
comprehenders are more likely to assume that the noun phrase
is the subject of a new clause rather than the object of an
old one, and furthermore, it appears that the parser is
relatively insensitive to the form of the interruption. We
conclude that disfluencies can influence the parser by
signaling a particular structure; at the same time, for the
parser, a disfluency might be any interruption to the flow of
speech.
Frank Keller and Ash Asudeh.
Constraints on linguistic coreference: Structural vs. pragmatic
factors.
In Johanna D. Moore and Keith Stenning, editors, Proceedings of
the 23rd. Annual Conference of the Cognitive Science Society, pages
483--488, Mahwah, NJ, 2001. Lawrence Erlbaum Associates.
[ .pdf ]
Abstract: Binding theory is the component of grammar
that regulates the interpretation of noun phrases. Certain
syntactic configurations involving picture noun phrases
(PNPs) are problematic for the standard formulation of
binding theory, which has prompted competing proposals for
revisions of the theory. Some authors have proposed an
account based on structural constraints, while others have
argued that anaphors in PNPs are exempt from binding theory,
but subject to pragmatic restrictions. In this paper, we
present an experimental study that aims to resolve this
dispute. The results show that structural factors govern the
binding possibilities in PNPs, while pragmatic factors play
only a limited role. However, the structural factors
identified differ from the ones standardly assumed.
Patrick Sturt.
The time-course of the application of binding constraints in
reference resolution.
Journal of Memory and Language, 48(3):542--562, 2003.
[ .pdf ]
Abstract: We report two experiments which examined
the role of binding theory in on-line sentence processing.
Participants' eye movements were recorded while they read
short texts which included anaphoric references with
reflexive anaphors (himself or herself). In each of the
experiments, two characters were introduced into the
discourse before the anaphor, and only one of these
characters was a grammatical antecedent for the anaphor in
terms of binding theory. Both experiments showed that
Principle A of the binding theory operates at the very
earliest stages of processing; early eyemovement measures
showed evidence of processing diffculty when the gender of
the reflexive anaphor mismatched the stereotypical gender of
the grammatical antecedent. However, the gender of the
ungrammatical antecedent had no effect on early processing,
although it affected processing during later stages in
Experiment 1. An additional experiment showed that the gender
of the ungrammatical antecedent also affected the likelihood
of participants settling on an ungrammatical final
interpretation. The results are interpreted in relation to
the notions of bonding and resolution in reference
processing.
Jennifer E. Arnold, Thomas Wasow, Ash Asudeh, and Pete Alrenga.
Avoiding attachment ambiguities: the role of constituent ordering.
(submitted).
[ .pdf ]
Abstract: Three experiments investigated whether
speakers use constituent ordering as a mechanism for avoiding
ambiguities. In utterances like ”Jane showed the letter to
Mary to her mother”, alternate orders would avoid the
temporary PP-attachment ambiguity (”Jane showed her mother
the letter to Mary”, or ”Jane showed to her mother the
letter to Mary”). A preference judgement experiment
confirmed that comprehenders prefer the latter orders for
dative utterances when the former order would have contained
an ambiguity. Nevertheless, speakers in two on-line
production experiments showed no evidence of an ambiguity
avoidance strategy. In fact, they were slightly more likely
to use the former order when it was ambiguous than when it
was not. Instead, ordering decisions were driven by verb
biases, and the syntactic weight of the constituents.
Speakers failure to disambiguate with ordering cannot be
explained by the use of other ambiguity mechanisms, like
prosody. A prosodic analysis of the responses in Experiment 3
showed that while speakers generally produced prosodic
patterns that were consistent with the syntactic structure,
these patterns would not strongly disambiguate the
PP-attachment ambiguity. We suggest that speakers do not
consistently disambiguate local PP-attachment ambiguities of
this type, and in particular do not use constituent ordering
for this purpose.
Herbert Clark and Thomas Wasow.
Repeating words in spontaneous speech.
Cognitive Psychology, 37:201--242, 1998.
[ .pdf ]
Abstract: Speakers often repeat the first word of
major constituents, as in, ”I uh I wouldn't be surprised at
that.” Repeats like this divide into four stages: an initial
commitment to the constituent (with ”I”); the suspension of
speech; a hiatus in speaking (filled with ”uh”); and a
restart of the constituent (”I wouldn't ... ” ). An
analysis of all repeated articles and pronouns in two large
corpora of spontaneous speech shows that the four stages
reflect different principles. Speakers are more likely to
make a premature commitment, immediately suspending their
speech, as both the local constituent and the constituent
containing it become more complex. They plan some of these
suspensions from the start as preliminary commitments to what
they are about to say. And they are more likely to restart a
constituent the more their stopping has disrupted its
delivery. We argue that the principles governing these stages
are general and not specific to repeats.